Court Documents

This official website is maintained by the Settlement Administrator retained and supervised by Class Counsel. Below are links to certain Court documents related to the Settlements.

Approval of Notice and Preliminary Approval of Distribution Plan

• Memo Endorsement of Plaintiffs’ Supplemental Submission 8-3-20
• Vincent Briganti Declaration in Support of Motion to Approve Class Notice Plan, Preliminarily Approving Distribution Plan and Scheduling Fairness Hearing
• Notice of Motion for an Order Approving Class Notice Plan, Preliminary Approving Distribution Plan for Class Action Settlement with Defendant Deutsche Bank, and Scheduling Hearing for Final Approval of the Settlement
• Order Approving Class Notice Plan, Preliminarily Approving Distribution Plan for Class Action Settlement with Defendant Deutsche Bank, and Scheduling Hearing for Final Approval of the Settlement
• Plaintiff’s Supplemental Submission II in Support of Order Approving Class Notice Plan, Preliminarily Approving Distribution Plan for Class Action Settlement with Defendant Deutsche Bank, and Scheduling Hearing for Final Approval of the Settlement
• Plaintiff’s Supplemental Submission in Support of Order for Class Notice Distribution
• Supplemental Declaration of Vincent Briganti

Complaint

• Third Consolidated Amended Class Action Complaint
• Exhibits for the Third Consolidated Amended Class Action Complaint

Deutsche Bank Settlement

• Deutsche Bank Settlement Agreement

Motion for Preliminary Approval of DB Settlement

• Vincent Briganti Declaration in Support of Motion for Preliminary Approval of Settlement
• Robert G. Eisler Declaration in Support of Motion for Preliminary Approval of Settlement
• Memorandum of Law in Further Support of Plaintiffs’ Motion for Preliminary Approval of Class Action Settlement
• Plaintiffs’ Notice of Motion for Preliminary Approval of Class Action Settlement with Defendants Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, and Deutsche Bank AG New York Branch
• Order Preliminarily Approving Class Action Settlement and Conditionally Certifying a Settlement Class
• Order Requesting Supplemental Submission in Support of Motion for Preliminarily Approval

Motion for Final Approval of Class Action Settlement with Deutsche Bank

• Representative Plaintiffs’ Notice of Motion for Final Approval of Class Action Settlement with Defendants Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, and Deutsche Bank AG New York Branch
• Interim Co-Lead Counsels' Notice of Motion for Award of Attorney's Fees and Reimbursement of Expenses
• Representative Plaintiffs’ Memorandum of Law in Support of Motion for Final Approval of Class Action Settlement with Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, and Deutsche Bank AG New York Branch
• Memorandum of Law in Support of Interim Co-Lead Counsels' Notice of Motion for Award of Attorney's Fees and Reimbursement of Expenses
• Joint Declaration of Vincent Briganti and Robert Gerard Eisler in Support of (A) Representative Plaintiffs' Motion for Final Approval of Class Action Settlement with Deutsche Bank: and (B) Interim Co-Lead Counsel's Motion for an Award of Attorneys' Fees and Litigation Expenses
• Declaration of Steve S. Straub on Behalf of A.B. Data, Ltd. Regarding Notice and Claims Administration
• Declaration of Vincent Briganti
• Declaration of Robert G. Eisler on Behalf of Grant & Eisenhofer, P.A. in Support of Motion for Award of Attorneys' Fees and Reimbursement of Expenses
• Declaration of Linda P. Nussbaum
• Declaration of Manuel J. Dominguez
• Declaration of Thomas H. Burt
• Declartion of Michael Dell'Angelo for Berger Montague PC
• Reply Memorandum Of Law In Support Of (A) Representative Plaintiffs’ Motion For Final Approval Of Class Action Settlement With Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, and Deutsche Bank AG New York Branch; And (B) Interim Co-Lead Counsel’S Motion For Award Of Attorneys’ Fees And Reimbursement Of Expenses
• [Proposed] Final Approval Order Of Settlement With Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, And Deutsche Bank AG New York Branch
• [Proposed] Order Awarding Attorneys' Fees
• [Proposed] Order Awarding Reimbursement of Expenses
• [Proposed] Final Judgment and Order of Dismissal with Prejudice of Deutsche Bank AG, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation, Deutsche Bank Securities, Inc., Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, And Deutsche Bank AG New York Branch
• Fairness Hearing with respect to the Settlement with Deutsche Bank